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AN EMPIRICAL INVESTIGATION INTO THE
EFFECT OF BETA FREQUENCY BINAURAL BEAT
AUDIO SIGNALS ON FOUR MEASURES OF
HUMAN MEMORY
Vol. XIV Summer 1996 No. 3
A Research and Educational
Publication of The Monroe Institute by Richard Cauley Kennerly, MA
Richard Cauley Kennerly is currently the director of clinical services for
an adolescent treatment center in metropolitan Atlanta, Georgia. He will
begin doctoral studies this fall in behavioral medicine. Rick has a keen
interest in effective nondrug therapies, neuronal regulation, means of
accessing full human potential, and "in general, everything under the
sun." His research was a direct outgrowth of his insatiable thirst for
knowledge. After what he describes as a lifetime of academic struggle, Rick
discovered that a combination of nutritional supplementation and binaural
beat signals could offset his learning disabilities. Learning finally became
a pleasure. This thesis arose from his personal success with and interest in
binaural beat signals
Introduction
This study is an empirical inquiry into the facilitation of human
— memory with the use of beta frequency binaural beat audio signals (BBSs)
under conditions designed to control for confounding variables. Previous
studies have not controlled for confounding variables, preventing any
definite conclusions on the extent to which BBSs may facilitate memory.
Statistically significant results in this study would support earlier
nonempirical research which has found BBSs to be useful in facilitating
improved academic performance among mainstream and attention
deficit hyperactive disorder (ADHD) populations. The results of the
earlier studies, and more tightly controlled studies with other brain-wave
training techniques, suggest that beta frequency BBSs should significantly
facilitate memory.
IN THIS ISSUE
Anecdotal reporting has consistently
supported Hemi-Sync's value for creating
optimal learning environments and facilitating
| mental focus. Richard Cauley Kennerly, MA,
| applied empirical methods to investigating
Hypotheses, Dependent Variables, and Operational Definition
of Memory
Four hypotheses were used, each postulating that in a study
controlling for confounding variables the experimental group would
display a statistically significant improvement in mean scores over the
these observations. It is our pleasure to devote
this issue to a condensed version of his 1994
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thesis, which was presented to the graduate 7 control group at a .05 or less significance level.
| faculty of West Georgia College in partial = Hypothesis one (H,) postulated a statistically significant higher mean
. score for the experimental group as measured by a twenty-five-item word
fulbllnnent of the requirements for a.zwaster's list recall test. This first test was a simple free recall memory task.
Hypothesis two (H,) postulated a statistically significant higher mean
score for the experimental group as measured by a twenty-five-item word
list recall/recognition test. This test was a German vocabulary combined
recall ‘recognition test given to obtain data on the facilitation of memory
with a more complex associative recall/recognition task.
Hypothesis three (H,) postulated a statistically significant higher mean
score for the experimental group as rieasired| by the Welscher Adult
degree in psychology.
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© 1996, The Monroe Institute 62 Roberts Mountain Road, Faber, VA 22938 804/361-1252
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HEMI-SYNC® JOURNAL
Intelligence Scale (WAIS-R) digit symbol subtest.
Hypothesis four (H,) postulated a statistically significant higher mean
score for the experimental group as measured by the WAIS-R digit span
subtest.
The third and fourth tests were administered in order to gain clarity
on the observations of teachers who have re improvements in
grades, student attention, and decreased hyperactivity while using
binaural beats in their classes. Facilitation of the ability to attend and
persevere at routine tasks may be in part, or in whole, the underlying
factor in the facilitation of memory by binaural beat signals.
Statistically significant improvement in the mean scores of the
experimental group over the control group on any of the tests allows one
to infer that facilitation of test performance occurred. In the absence of
confounding variables, this facilitation of test performance can be
attributed to the independent variable.
‘The free recall word list test and the combined ition/recall test
are the two most memory-related tasks out of the four presented and thus
the two most relevant to drawing any conclusions about the facilitation of
memory. For the purposes of this study, memory was operationally
defined as a subject's ability to reproduce on a test, within the time
allocated, the information presented on each of four subtests.
Review of Related Literature
A quiet revolution has been occurring in the study of human cognitive
functioning and its associated brain-wave activity. New interventions have
arisen out of ongoing research in electroencephalographic (EEG)
feedback. Utilizing this information, biofeedback researchers have been
training subjects who have frequency patterns associated with various
disorders to alter their brain-wave patterns to match those associated with
normally functioning individuals. This approach has been found to be a
rapid and effective intervention for many severe and resistant pathologies
including depression, sleep disorders, seizures, chronic fatigue, headaches,
mood swings, anxiety, alcoholism, addiction, ADHD, epilepsy, post-
‘traumatic stress, paralysis, and cognitive impairment asa result of a stroke
or head injury.
Possible Mechanisms Underlying Brain-wave Training
Different neurotransmitters are triggered by different frequencies and
wave forms. The implication is that the brain's neurochemistry, and
thereby its functioning, can be altered with modifications of brain-wave
frequency. There is also speculation that the neurochemical response to
trauma may become entrained as a permanent state and that brain-wave
training may allow a return to the pre-trauma neurochemical state.
Perhaps the most famous research to date using EEG biofeedback
training has been the work of Peniston and Kulkosky, developers of the
Peniston protocol. Alpha-theta brain-wave training was used to increase
the amount and amplitude of [alcoholic] subjects’ alpha and theta brain
waves. The control group, who received traditional medical treatment,
demonstrated an 80 percent relapse rate during the thirteen-month post-
treatment follow-up period. The experimental group, who received
fifteen twenty-minute brain-wave training sessions (and no other
treatment) demonstrated only a 20 percent relapse rate during the same
Other researchers have investigated the benefits of brain-wave
training for beta frequencies. In a controlled study, Dr. Siegfried Othmer
found that beta training average IQ increases of 23 percent.
Where the starting IQ value was lower than 100, the average IQ increase
was 33 points. Brain-wave training might actually increase the level of
functioning of an unimpaired subject.
Unfortunately, financial resources limit the availability of EEG
biofeedback brain-wave training. It is hard to imagine a classroom with all
twenty students seated, with electrodes on their heads, and a biofeedback
therapist attending to each of them. Fortunately, EEG biofeedback
training is not the only way to accomplish the EEG training.
Audio and visual driving of brain-wave frequencies without a
feedback loop has been found to be an effective method of performing
brain-wave training, and cranial electrical stimulation introduces the
desirable frequencies by low-level electrical currents applied to the
cranium.
There is another cost-effective method of conducting brain-wave
training: binaural beat audio signals. Only sound driving is used to alter
brain waves and, in specific forms of intervention, selected frequencies
can be presented. By using audio stimulation only, equipment is reduced
toa tape and personal stereo tape player. Access may also be provided by
open air speakers, relieving the subjects from having to wear any
equipment at all.
Variables in This Study
The independent variable was the presence of BBSs on the
instrumental music tape for the experimental group and the absence of
BBSs on the same instrumental music tape heard by the control group.
The four dependent variables were the tests administered to fifty
aduate students of West Georgia College, most of whom
participated for extra credit or to meet a course requirement. A between-
At the time of data collection, neither the
experimenter nor subject knew which tape
was for the experimental group and which
was for the control group.
groups design, also known as an independent subject design, was used in
the study. Subjects were randomly assigned with a double-blind
methodology (by a coin toss) to experimental and control groups. A .05
or less significance level was used to determine whether or not to accept
the null hypothesis (p>.05) or reject it (p<=.05) in favor of the research
hypothesis. The experimental group contained twenty-seven subjects
who were presented with a music tape bearing binaural beat audio signals
while performing four different learning tasks. The control group
contained twenty-three subjects who performed the same four learning
tasks as the experimental group. The music tape that the control group
listened to did not contain the BBSs but was otherwise identical to the
experimental group's tape. The two tapes were provided by The Monroe
Institute. They were presented via headphones and a stereo tape player.
‘The researcher controlled the sound level to prevent possible confounding
of the results by variations in volume.
In order to counterbalance any effect of practice or fatigue, the four
learning tasks were presented on a rotating basis known as Latin squares
to insure the even distribution of any carryover effects from one learning
task to another.
Each subject completed a consent form in compliance with the West
Georgia Institutional Review Board procedure for research with human
subjects. It was explained that the purpose of the iment was to
determine what effect, if any, listening to these tapes at a low volume has
on memory tasks, that the tapes did not contain any subliminal messages,
that there would be four separate memory tasks, and that the whole
process should take no more than forty-five minutes. The results of the
study and personal scores were available to subjects after the study was
completed.
At the time of data collection, neither the imenter nor subject
knew which tape was for the experimental group and which was for the
control group. Once a subject was assigned to a group, the appropriate
tape was placed in the tape player, and the subject was asked to listen to
the tape for fifteen minutes. This allowed time for entrainment of the
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Summer 1996
brain waves of the subjects in the experimental group. Subject numbers
were placed on the front of the test packets, which were also marked for
the sex of the subject, position in Latin square rotation, and group.
At the end of the fifteen minutes of listening to the tape, each subject
was instructed to continue listening to the tape during each of the four
subtests. Each learning task was presented in the most uniform manner
possible.
Scoring of Tests
The word list recall and the German vocabulary recognition/recall
tests were scored with one point being assigned for each correct answer.
The digit symbol and digit span subtests of the WAIS-R were scored and
scaled before being analyzed, in accordance with the procedures outlined
in the WAIS-R manual.
Limitations
To eliminate confounding variables, a simple post-test-only design was
employed. Each subject was seen in a single interview to be assigned to a